Examination Readiness
Mock exams, documentation reviews and issue-prevention across OCC, Fed, FDIC, NYDFS and international supervisory expectations.
Service
Regulatory & Internal Audit
Twenty-plus years inside the internal audit functions of the world's largest banks — TD, Intesa Sanpaolo, JP Morgan, Morgan Stanley — applied to your compliance, controls and examination outcomes.
Where we strengthen you
Regulatory Remediation
Consent order and MRIA response programs with credible milestones, sustainable fixes and evidence that closes findings for good.
Internal Audit Functions
Build, co-source or transform your audit function — risk assessments, audit plans, issue validation and board reporting.
Governance & Independent Challenge
Three-lines-of-defense design, 1st line integrated control functions, and the independent challenge regulators expect to see.
Deliverables that stand up to examiners
- Enterprise and audit risk assessments
- Multi-year audit plans and coverage maps
- Mock examination reports with gap remediation plans
- Issue validation and closure-evidence packages
- Policy, standards and governance frameworks
- Control rationalization and 1st line control libraries
- Regulatory change-impact assessments (incl. AI rules)
- Board and audit committee reporting packs
Facing an exam, a remediation, or building an audit function?
Book an introductory call